Designated by the CFTC as a registered futures association, NFA strives every day to safeguard the integrity of the derivatives markets, protect investors and ensure Members meet their regulatory …

Welcome to NFA's Rulebook. The essence of self-regulation involves identifying industry best practices in certain areas and then mandating those practices for the entire industry.

This page gives a overview of the National Futures Association (NFA) functions, staff and membership.

This page contains a list of NFA member types with links to additional resources pertaining to each member

BASIC is a free tool that NFA Members and investors can use to research the background of derivatives industry professionals. Whether you are an investor thinking about opening a futures account or an …

Understand the responsibilities of a security manager. Use these templates and forms to prepare for registration. Access information detailing CFTC registration and NFA membership.

This page contains a list of NFA member types with links to additional resources pertaining to each member

Electronic Filing Systems Members should use the systems listed below to meet their regulatory filings requirements. To use NFA's filing systems, firms will need to designate a security manager. To …

NFA is the industrywide, self-regulatory organization for the U.S. derivatives industry, including on-exchange traded futures, retail of-exchange foreign currency (forex) and OTC derivatives (swaps).

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