On Nov. 25, 2019 the Securities and Exchange Commission (SEC) voted to propose a new rule, under the Investment Company Act of 1940 (the “1940 Act”), designed to modernize the way the SEC regulates ...
The Securities and Exchange Commission approved a controversial new rule today that will essentially allow ETFs’ to double their use of leverage and derivatives, while punting on sales practices ...
U.S. regulators said mutual funds aren't telling investors enough about why they use derivatives, with some funds providing “generic” disclosures and others failing to explain how the products affect ...
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