Understanding Account Statements: Definitions, Key Uses, and Examples

Discover the basics of account statements, including definitions, uses, features, and examples, to manage finances ...
JD Supra

FINRA Proposes Amendments to Customer Account Statement Requirements

The US Securities and Exchange Commission (SEC) published for comment on September 30 a proposed rule change by the Financial Industry Regulatory Authority (FINRA) that would amend FINRA Rule 2231—the ...
Reuters

FINRA withdraws customer account statement plan

Aug 3 (Reuters) - A proposal that would have required brokerages to send account statements to their customers more frequently has been scrapped - at least for now. Sign up here. The Financial ...
JD Supra

Proposed FINRA Rule 2231 Governing Customer Account Statements

Through its recent Regulatory Notice 14- 35, the Financial Industry Regulatory Authority (“FINRA”) announced and sought comments on its proposed new Rule, FINRA Rule 2231, governing the frequency and ...